Bradley Davis Falk, 6160 Packard Street, Los Angeles, CA 90035-2581

Bradley Davis Falk, 6160 Packard Street, Los Angeles, CA 90035-2581 / 323-655-5440 Email: b-falk@usa.net

Summary of Qualifications:

Proficient with computer and high tech office equipment
Professional Public Contact Skills
Experience with training employees
Ability to prioritize and organize
Project management from concept to final implementation
Punctual and conscientious

Computer Skills and Knowledge

ADP/SIS, PowerPartner, MS Word, MS Excel, WordPerfect, MS Access, DOS 6.x, Windows 3.x/95, Microsoft Works, MS Publisher, Internet search and retrieval, MS PowerPoint, image and OCR scanning software.

Experience

10/96 - 12/98 MANAGER, MARGIN DEPARTMENT, JB Oxford & Co, Beverly Hills, CA. Management of seven person margin department from 12/96. Working daily with senior management, branch managers, and internal and external regulatory staff to insure protection of firm and customer assets and full compliance with internal policy, and all industry regulations. Developed and implemented time saving, and cost cutting new technology programs using Excel. Wrote department manual and policy memos. Assisted with Year 2000 compliance testing. Trained other departments to utilize Excel. MARGIN ANALYST, JB Oxford & Co, Beverly Hills, CA. Supervision of margin and cashier functions for five brokerage offices, including flagship Beverly Hills Branch. Auditing of trading activity, filing of Regulation T extensions, approval of outgoing checks and fed wires. Implemented department automation projects via 3270 and Excel macro programming. Training of new margin clerks and assistants.

7/96 - 10/96 CREDIT/COLLECTION ASSISTANT (Temporary), Bogard Staffing, Beverly Hills CA. Credit and collection department assistant for manufacturing firm. New account credit checking, processing, and set-up. Overdue account collections. Set-up Excel spreadsheet system to track status of new account applications.

1/96 - 6/96 ASSISTANT PORTFOLIO ANALYST (Temporary), SmithCo. Partners Brokerage, Los Angeles, CA. Information and computer systems administration. Designed portfolio analysis spreadsheet using Bloomberg Information Service. Set-up and processing of large municipal and government bond portfolio analyst systems using MS Excel. Administrative support to senior partners. Brokerage clearing liaison. Computer technical support. Internet research and information retrieval.

9/95 - 1/96 BROKERAGE OPERATIONS, Lazar, Frederick & Co, Beverly Hills, CA. A multi-faceted position involving a variety of tasks including providing administrative support to 25 brokers, Administrative support to senior vice president of sales, tracking of sales production, assistance and review of all new accounts, finger printing, and administrative training of new brokers.

8/93 - 9/95 ASSISTANT TO SENIOR VP, Prudential Securities, Beverly Hills, CA. Responsibilities included providing administrative support for a senior vice president of investments, assisting customers with account inquires and working as a liaison to the operations staff. Duties included customer service, profit & loss accounting, new account processing, and securities research with Bloomberg Information Service and EDGAR..

EDUCATION

AMA How to Build a Better Team Course 7/97
Associate of Arts, Santa Monica College, 3.5 GPA, Deans List.

AWARDS & MEMBERSHIPS
Member of the Securities Industry Management Association of Los Angeles
Presidential Physical Fitness Award.
Certificate of Appreciation, National Aeronautics and Space Administration Technical Briefs, Reader Opinion Panel
Who's Who in the West