SOUTH ASIAN HISTORY
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The Aryan Invasion: theories, counter-theories and historical significance
[Note this is an older version (Sep 12, 2001) of a now revised essay]
The Aryan Invasion theory was first propounded when linguistic similarities between Sanskrit and the major European languages were discovered by European scholars during the colonial era. In an atmosphere of raging eurocentricism, it was inevitable that any explanation of this seemingly inexplicable discovery would taken on racial and idealogical overtones. (See Refs. 1)
Colonial expositions of the Aryan Invasion Theory
British intellectuals were particularly nonplussed by this apparent link between the languages of the conquerors and the conquered. In the earliest phases of British rule in India, the East India Company proceeded largely unconsciously - without moral dilemmas and without overt recourse to idealogical or racial superiority. But as the rule of the East India Company expanded, and battles became more hard fought and the resistance to British occupation in India grew, the idealogy of European racial superiority became almost essential in justifying British presence in India - not only to assuage British conscience, but also to convince the Indian people that the British were not mere colonial conquerors but a superior race on a noble civilizational mission.
After 1857, the British
education system in India had been deliberately designed to
assist in the development of a narrow but influential
class of deeply indoctrinated and predominantly loyal agents of
British colonial rule in India. British elaborations of
the Aryan invasion theory became powerful and convenient ideological tools in generating legitimacy for British rule. In
it's most classical and colonially tinged incarnation, it
portrayed the Aryans as a highly advanced and culturally superior
race in the ancient world, locating their original home in
Northern Europe. It then went on to suggest that some time in
antiquity, the Aryans migrated from their original home in Europe
and brought with them their language and their superior culture
and transcendental philosophy to civilize the primitive and
materially backward Dravidian people of the subcontinent. All the
greatness of Indian civilization was ascribed to the Aryans, thus
implying that if India were to ever achieve greatness again, a
return to Aryan rule was imperative.
And by claiming a cultural
continuity between this noble race of ancient times and
themselves, the British could become inheritors of the grand
Aryan tradition and assert their "legitimate"
civilizational right to rule over the people of the subcontinent
- not to exploit them, but so as to "reinvigorate"
Indian civilization by reintroducing Aryan rule that had been
disfigured and corrupted by the violent and barbaric incursions
of the Muslims. Preposterous and distorted as it was, this
absurdly racist proposition was made palatable to a self-doubting
and repressed class of upper-caste Hindus who were told that they
were descendants of the Aryans, and could identify with the
manifold and globally encompassing achievements of the Aryan
people by accepting British authority so as to participate in
this great Aryan renaissance in India. (See Ref. 2) The theory gained rapid
currency amongst upper-caste Hindus who had legitimate gripes
against the Muslim nobility for having been denied equal access
to power in the Muslim courts, but were too enfeebled to put up a
fight on their own, and were too alienated from the mass of
artisans and peasants to join in popular rebellions against the
feudal dispensation. The British rulers offered the opportunity
of gaining petty privileges in exchange for acquiescence to
colonial rule, and the Aryan invasion theory provided the ideological justification for betraying the rest of ones nation.
By placing the ancestral home of the Aryans far off in Northern
Europe, the British were putting the idea in the heads of such
upper-caste Hindus that they were far removed from the Indian
masses and had no good reason to identify with them. Wittingly or
unwittingly, the Aryan invasion theory thus became the emotional
bait for a section of the Indian population who were to aid and
abet the colonial project in India. Although some of these
Indians ultimately did develop national feelings, and forged a
national identity that eventually came into conflict with the
continuation of colonial rule, the theory continued to play an
important role in confusing the psyche of the post-independence
Indian intelligentsia. Since the Aryan
invasion belongs to a period of considerable antiquity, and there
is little physical evidence to support any authoritative conclusion, theories affirming (or opposing) the invasion
hypothesis can vary from being wildly speculative at worst, to
being reasonably plausible at best. Even the most diligent and
objective of historians can at best come up with informed
conjectures, leaving open the possibility for uncertainty, and
idealogically-driven diversionary postulations. The absence of
concrete data and the ambiguity involved in interpreting
surviving texts from the Aryan period makes the task of combating history-writing that has been colored by colonially influenced analysis
doubly difficult. Arguments for
and against the Invasion Theory Nevertheless, it is
possible to construct the contours of what may be more plausible,
and at least eliminate what is obviously fiction or fantasy.
Opponents of the invasion theory make a somewhat plausible case
that the sacrificial rites and rituals described in some of the
Vedic texts bear a resemblance to practices that may have been
common during the Harappan period. The similiarity of Harappan
and Vedic altars is indeed intriguing. This would bolster the
argument that Brahmins of the Vedic age emerged from the Harappan
priesthood, and not from an Aryan invasion. But a link between
the Harappan priesthood and Vedic Brahminism does not preclude
the possibility of an invasion or migratory conquest. It is
not inconceivable that the Vedic Brahmin developed as a composite
of the Harappan priest and the priest of an invading tribe or clan. Animal sacrifices
were common amongst many tribes in that age - and it is not
entirely implausible that some kind of synthesis may have taken
place. Opponents of the
invasion theory also make some compelling arguments to suggest
that the structural commonality of the Indo-European group of
languages could have been achieved without an Aryan invasion.
They argue that the Harappan civilization had extensive trade and
commercial ties with Babylon as well as with civilizations to the
further West. There is a remarkable similarity in seals and
cultural artifacts found in Harappan India, Babylon and even the
early civilizations of the Mediterranean such as Crete. It is not
impossible that a linguistic commonality may have developed quite
early through trade and cultural contacts and that this common
linguistic structure may have subsequently moved from South to
North. At some point, this linguistic commonality may have been
broken by the advance of a Semitic language stream that replaced
the Indo-European stream in the Middle-East. Since Mediterranean Europe and the
Middle Eastern civilizations developed well before the
civilizations of Northern Europe, such a possibility is not
altogether inconceivable. Another criticism of the theory lies in the interpretation of the word "Arya"
to mean race, nationality or even linguistic group. Critics suggest that the
word Arya as used in the Rig Veda and other texts is better translated as one who was noble in character (or
noble in deed) or perhaps hailing from a noble background. Hence, to use the
term "Aryan" to describe the racial or national characteristics of an
invading clan or clans would naturally be erroneous. Thus, if an invasion did take place, and if the invaders identified themselves
as "Aryans", it would merely reflect their claim to noble status, and
would not reflect upon their national or racial origin. On the other hand, historians favoring the invasion theory have based many of
their arguments on postulates connecting the introduction of the horse and chariot to
the "Aryans". But the strongest arguments in favor of a possible invasion
lie in the balladic character of
some of the verses in the Rig Veda with references to armed cattle raids and
warriors on horse-driven chariots who appear to portray a race or a
group of clans of pastoral nomadic warriors. The imagery fits particularly well with artifacts found in Babylon
and Ancient Persia (and other regions near the Caspian Sea) that depict warriors riding on horse-driven
chariots. Other literary evidence from the Rig Veda also appears
to connect the authors of these Rig Veda verses to the "Aryan" identified
civilization of ancient Persia. On the other hand,
there is no tangible evidence of warrior clans in the numerous
urban settlements that comprise the Harappan civilization. There
are also few references to pastoral nomadism or cattle raids. The
Harappans were a highly urbanized people and based their
existence on what seems to be primarily settled agriculture. The
character of such verses in the Rig Veda texts does not seem to fit with a
people who designed vast granaries, roads, urban bungalows, and
for their time a highly sophisticated drainage system. And while
there is evidence to suggest that the Harappans had a priestly
class, there is almost no evidence of standing armies. There is
evidence of a local police force but there is little to suggest
that the police forces were as well armed or proficient in the
use of archery as were the warrior tribes that find mention in the Rig Veda. Unlike the
contemporaneous civilizations of Babylon and old Persia, where
the institution of monarchy may have been already established,
requiring the existence of standing armies and warrior
clans to support the monarchy, the Harappan civilization seems to
have been largely republican in character, with a much weaker and
smaller police force to ensure stability. Based on a survey of
surviving physical artifacts, it is possible to surmise that
priests may have played a greater role in ensuring the legitimacy of the
Harappan state, whereas the warriors may have begun to play a more powerful role
in the civilizations of the Middle East and Central Asia. It is therefore, not unlikely
that the introduction of monarchy and the Kshatriya caste may have come
about, at least indirectly, as a consequence of an invasion or conquest. Another argument favoring some kind of an invasion is the evidence for
Aryan-like invasions of other settled civilizations such as in Greece, and other
parts of the Near East and Europe, and references in the Manusmriti
to ruling clans who were clearly of non-Indian origin. Considering how
frequently the subcontinent has faced invasions from the North West, an "Aryan"
identifying invasion would not be entirely out of character with the
experience of the subcontinent. As to the physical
origins of these possible invaders, it is very hard to be definitive - but in
all likelihood, their origins could not have been too
far from the Caspian region. Verses in the Rig Veda paint a
picture of a people who were familiar with settled agriculture,
but whose economic life was dominated by animal husbandry, and
who had been exposed to a large body of water such as the Caspian
Sea. Geographically, parts of Persia fit quite well with such a
description as might other regions bordering on the Caspian or
located in the geographical vicinity of the Caspian. These regions offered rather limited possibilities for settled agriculture and
shepherding played an important role in the semi-urban
civilizations that emerged around the Caspian basin. The Aryan identifying warrior clans could have
been a branch of the ruling warrior clans of early Persia, or
else they may have originated in Central Asia or Southern Russia
with a civilization that closely resembled the civilization of
the old Persians. While some of the verses in the Rig Veda point
to a Persian connection, other verses suggest that while these warrior tribes who came to India followed
practices that closely
resembled those of the Persians, they may not have originated in
Persia. The close similarities between names for various kinship
ties and familial relationships in India and Russia appears to
place these Aryan identifying clans or tribes on the northern side of the Caspian. An
explanation that reconciles this apparently conflicting evidence
is that there was not a single invasion but a series of
invasions by different Aryan identifying clans - some of whom collaborated
with each other while others saw each other as rivals or enemies.
It is also possible that these clans may have introduced non-Indian words into the
existing Indian languages. (Urdu is an example of a
language that was introduced as a result of a series of invasions,
adding a large body of foreign words while maintaining the
syntactical structure and vocabulary base of the previous
language.) Examples from more recent history might also offer us some clues of what may
have occurred. Just as India was
confronted by a series of invasions by Islamic rulers from
different parts of the Middle East and Central Asia, it is not
implausible that several Aryan identifying tribes or clans developed
certain common cultural features that spanned Persia, Central Asia and the South
Caucasus region and then spread South East towards India, (and also North and West into greater Russia and the
Mediterranean). Of course, it is possible and likely that upon their entry into
India, they also borrowed from the settled agriculture civilizations of India who may
have been more culturally more advanced in many ways. Alternatively, the invaders of the Rig-Vedic period may have been like the
Rajputs or Gujjars, entering India as warrior clans, conquering territories in
India, but adopting the culture and language of India albeit with certain
modifications, and enjoining their balladeers to introduce into the Rig Veda,
verses that glorified their conquests, and expressed their particular world
view. This would not be too dissimiliar from how the Rajputs and other ruling
dynasties had local court chroniclers invent fictional noble lineages
to create an impression of continuity.
(Clues to the life and migration patterns of such warrior-clans may also emerge from a further study of the Scythians of Central Asia and their incursions into Russia and India. Much more is known about the Scythians and it is possible that the civilization of the Scythians may bear some resemblance to earlier Aryan identifying warrior tribes since the artifacts of the Scythians also share certain common features with the artifacts of Old Persia and Babylon.)
However, it should be noted that regardless of the origin of such invaders, it is almost certain that the ruling clans (even in the Northern plains) included both locals and invaders or migrants. Later texts (such as the Manusmriti) describe a large number of ruling clans (of varied national origin, including Dravidian origin) as being "aryan" i.e. of noble descent. Hence, it would be incorrect to argue that the ruling clans of the Vedic period were exclusively made up of "invading aryans".
It should also be noted that some scholars see a continuity between the Sulva Sutras and the Harappan civilization which owing to it's material advance must have very likely developed a level of arithmetic and ritual philosophy concomitant with it's achievements in urban planning and agricultural management. The evidence for decimal weights and measures in the Harappan civilization, and the later perfection of a decimal numeral system in India appear to lend credence to such claims.
Relevance of the Aryans
Thus, while it is difficult to argue with certainty that no such invasion took place, it is much easier to argue that there is a much greater degree of continuity in Indian civilization than previously realized, and that the invading Aryans were not primarily responsible for the numerous developments in philosophy and culture that have taken place in India. In fact, the main significance of the invasion theory does not lie in the determination of whether such an invasion took place or not, but rather in how much of a debt Indian civilization might owe to such an invasion.
For instance, prior to the series of Islamic invasions, and long after the Aryan period of Indian history, there have been numerous other invasions that had an impact on the subcontinent. Yet it is only the Aryan invasion that attracts popular and scholarly attention. This is primarily because of the importance ascribed to the Aryan invasion by British colonial historians. Before the invention of the "exalted" Aryan by British ideologues, references to the Aryans in the Rig Veda were not treated with any particular importance, and few Indians had any conscious memory of an "Aryan" warrior past. This is not surprising, because the legacy of such invading warrior tribes or clans to Indian civilization is not especially significant.
Prior to any "Aryan" invasion, India already had a relatively advanced settled-agriculture based urban civilization. And within a few centuries after their possible introduction in India, the Aryan-identified gods described in the Rig Veda ceased to be worshipped and gradually faded from Indian consciousness. Brahmin gotra (clan) names mentioned in the Rig Veda also lost their import and the vast majority of Brahmin gotra (clan) names that came into common use could not have had any Aryan-invasion connection. As Kosambi convincingly points out in his Introduction to Indian History, many of India's Brahmins rose from 'Hinduised' tribes that earlier practised animism or totem worship, or prayed to various fertility gods (or goddesses), or revered fertility symbols such as the linga (phallus) or the yoni (vagina). A majority of these Hinduised tribes retained many elements of their older forms of worship, and several Brahmin gotra (clan) names are derived from pre-Aryan clan totems and other tribal associations.
For instance, one of the most popular gods in the Indian pantheon - Shiva - appears to have no connection with any aryan invasion, and may in fact have it's prototype in the fertility god of the Harappans. Similiarly, Hanuman, Ganesh, Durga and Kali - none have any Aryan connection, and find no mention in the Rig Veda. Whether in matters of popular religion or in matters of high philosophy, there is little contribution of note that can be traced directly to an Aryan invasion.
The Upanishads and the numerous treatises on medicine, ethics, scientific method, logic and mathematics clearly developed on Indian soil as a result of Indian experiences and intellectual efforts.
In addition, many of the greatest of India's rational schools developed practically independently of the Rig Veda (such as the Sankhya, or the Nyaya-Vaisheshika), or even in opposition, or as polemics to the Vedas (as the Jains and the Buddhists). (See Philosophical development from Upanishadic theism to scientific realism)India's great surviving temples and Stupas with their rich carvings and sculpture were all created with aesthetic principles and formulations that developed centuries after any invading "Aryans" would have completely melted into Indian society. And though it is possible that these foreign "Aryans" may have introduced certain technological innovations and inventions (possibly in the realm of metallurgy, metal tools or carpentry, and may have thus facilitated the spread of settled agricultural civilizations along the Gangetic plain), knowledge of textile production, tool-making, and metallurgy was already available in the Harappan period.
The grammar of Sanskrit and it's highly systematized alphabet also had little to do with any "Aryan" invasion. Sanskrit is a highly structured and methodical language, optimized for engaging in rational debates and expressing mathematical formulas. And it's skillfully organized alphabet bears little resemblance to the rather random and arbitrary alphabet of it's European cousins. Much of it's vocabulary and syntax developed long after any supposed invasion, and although the structure of the South Indian languages may differ from those of the North, the majority of India's languages (both Northern and Southern) share a large base of a common Sanskrit-derived vocabulary. It is therefore ironic how much is made of the "Indo-European" classification.
It is also curious, to say the least, when Indian civilization is described as synonymous with an imported "Aryan" civilization - and the self-esteem of so many Indians is tied up with trying to disprove the Aryan invasion theory. Other than perhaps accelerate the demise of republicanism in India, and hasten the spread of settled agriculture along the Northern plains, there appears to be few other tangible and long-lasting effects that could be ascribed to an "Aryan" invasion. It is therefore largely immaterial if these Aryan-identified warrior-clans were foreigners or migrated from within India.
It should also be noted that while the Aryans of the Rig-Veda may be credited with laying the foundations of "Hindu" civilization in the Gangetic plain, the essence of Hindu civilization emerged gradually, taking several centuries to crystallize. Undergoing both internal reform and fusion with pre-existing tribal and matriarchal cultures, the Hinduism of both the rulers and the masses diverged considerably not only from the Rig Veda but to some extent, even from the later Vedas. It should also be noted that outside the Gangetic plain, the effects of an Aryan invasion would have been even more marginal. Vedic influences on the civilizations in Bengal, Assam and Orissa were almost minimal, and these Eastern civilizations largely followed their own (and somewhat unique trajectories), as did the civilizations of Central India, Rajasthan, Sindh, Gujarat and South India.
In essence, Indian civilization whether Hindu, Buddhist or Jain, or any other, developed primarily from the unique (and varied) conditions of Indian geography and the human exertion that went into modifying those conditions to advance agriculture and settled civilization. Taken in the general context of say three or four thousand years of Indian history, it is hard to ascribe to an "Aryan" invasion/s the sort of paramountcy assigned by the British. While British motives in magnifying the "Aryan" character of Indian civilization are only too apparent, this contemporary obsession with the "Aryan" question that appears to have gripped large sections of the Indian intelligentsia makes sense only if Indian civilization is seen as nothing more than the "Aryan" civilization described in the Vedas.
It is also puzzling how the "Aryan" question has engrossed so many of the nation's most well-known historians. While it is essential that Indian history be rescued from colonial era paradigms, and it is also important that Indian history not be subjected to new communal or obscurantist twists, it is perhaps questionable if every Indian historian needs to get involved in every historical controversy that gets thrown up.
The needlessly contentious debate on the Aryan question has diverted too many of India's historians from equally (or more) important tasks - such as describing and integrating those periods of Indian history where considerable new archeological material is now available and needs to be incorporated into the presently known and documented view of Indian history.
Key aspects of Indian history remain poorly researched and documented. Many Sanskrit and vernacular texts have not been studied and assimilated by English speaking historians. Regional variations in Indian history have not been studied enough. A deeper understanding of some of the lesser known kingdoms all across India is required to correct false generalizations about Indian history. Much more effort is required in understanding social movements, gender and caste equations. Simplifications and generalizations based on antiquated documents like the Manusmriti (which was mainly resurrected by British historians) provide a very incomplete and distorted picture of actual social relations and practice in India. The Manusmriti also offers little in terms of understanding local and regional peculiarities in matters of social relations. (See Ref.3)
Considerable work is also required in unifying haphazard and scattered studies in the area of India's economic history and the history of philosophy, science, technology and manufacturing. It is also important that the vast body of work that has been published since independence in English be translated into the nation's many languages and regional dialects. It is tragic that so much of the best research done in Indian history is available only to English speakers. These are just some of the tasks that need greater attention from the community of Indian historians.
Intriguing as the Aryan-origin debate may be, it is in the end only one facet of Indian history, and merits further attention only if historians and archeologists can offer fresh and new insights on this subject and relate them to the broad dynamics of Indian civilization.
References:
1. Dr. B. R. Ambedkar, famous for his work on the Indian Constitution, as well as his campaign in support of the nation's dalit community noticed the racial overtones underlying the theory and described the British espousal of the Aryan Invasion theory in the following words: "The theory of invasion is an invention. This invention is necessary because of a gratuitous assumption that the Indo-Germanic people are the purest of the modern representation of the original Aryan race. The theory is a perversion of scientific investigation. It is not allowed to evolve out of facts. On the contrary, the theory is preconceived and facts are selected to prove it. It falls to the ground at every point."b. British anthropologist, Edmund Leach also termed the Aryan invasion theory as being born out of European racism.
2.. "What has taken place since the commencement of the British rule in India is only a reunion, to a certain extent, of the members of the same family," John Wilson, a colonial missionary, declared with a straight face, and naturally this happy reunion had now brought India into contact "with the most enlightened and philanthropic nation in the world." - quoted by Sri Aurobindo: The Origins of Aryan Speech, (The Secret of the Veda, p. 554).
3. See Madhu Kishwar: Manusmriti to Madhusmriti
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Last updated:
Sep 12, 2001