Attendance
Problems Are Poorly Documented
Reasons for the absences or tardies should be documented even if the employer has a
no fault attendance policy. Employers
come to the hearing not knowing why the claimant was absent and the claimant
then says the problem was due to illness. Since
the employer has the burden of proof in a
Discharge, the claimant wins.
See Types
Of Documents
Employer Does Not Have Documents Readily Available
Have your
records arranged so you can testify from them with a minimum of searching.
Hearing officer's have an extremely high case load and are under great pressure
to hear cases swiftly. Don't infuriate them with your lack of organization.
An angry hearing officer can cost you the hearing.
Documents
Without The
Witness
Who Prepared Them
Submitting the document is not enough. You must have the witnesses at
the hearing to explain the documents or it’s hearsay.
One exception is for business records that were prepared at or near the
time of the event in question. If
the record was prepared routinely and in
the normal course of business, you will still need a witness familiar with how
these records were prepared or maintained.
For other exceptions
See Document
Exceptions
Claimant Never
Warned Their Job Is In Danger
Absent gross misconduct like theft or sabotage, the claimant should always
be warned their job is in danger. Failure to give such warnings will often
cause the employer to lose the case.
Employer Waits Too Long To Do The Discharge
Absent extraordinary circumstances, the employee should be fired within a
week of the final incident. Otherwise it will look like the employee was
fired for a hidden reason or allowed to work at the employer's convenience.
Failure to fire promptly may result in the employer losing the case. Note: the
employer should avoid keeping the employee for an extra few days as it will
appear like this is solely for the employer's convenience. Hearing officer's are instructed to rule
against employer's if this is found to be the case.
Employer Proves Inability
Not Fault (Poor Performance Cases)
The employer must show that the employee’s poor performance was due
to circumstances within his control. Emphasis
is wrongly placed on the employee’s poor performance and not on the specific
rules and policies violated.
No
Signed Job Description From The Claimant
This is especially important in
poor performance cases where the claimant says
the disputed task was never in his job description.
The
Employer Keeps Adding To Why The Claimant Was Fired
Every hearing officer hates a witness who can't make up his mind. A waffling
employer has no credibility. So stick to the reasons you give at the start of the
hearing and don't add more as you go along! Tacking on more reasons just shows
insecurity about the case. Either that or the employer is extremely forgetful.
And an employer who "forgot to
mention it", probably didn't fire the claimant for that reason anyway.
Instead, be organized and concise. For
example: "The claimant was fired for reasons "X"
"Y" and "Z" and for events "P""D" and
"Q." Get the common themes, important events and dates out all at once. You'll have time
to fill in the details later.
For Further Reference See:
Doing It Better Next Time (Employer-SOS)
Learn how not to lose at your next hearing.
Unemployment
Insurance Appeals (GA Dept Of Labor)
A Must Read Summary of what employers should know before, during and after the
hearing.
GA E
What should be in every handbook.
The
Unemployment Handbook (by Sheakley
Uniservice)
See pages 6-17 for cost control procedures and what to do at the hearing..
.
Order Of Testimony, Cross,
Rebuttal And Closings
(When Employer
Is 1st)
ER
REP ßHearing
Officer (IF ER Rep won’t be
testifying, go to ER witness # 1)
ßER
REP (Asked if anything else to add relevant to the case)
ßCLAIMANT (Allowed to cross examine/ask questions)
ER
Wit#1ßHearing Officer
ßER REP (May question his own witness)
ßCLAIMANT (allowed to cross examine/ask witness questions)
ER
Wit#1ßHearing Officer
ßER REP (May question his own witness)
ßCLAIMANT (allowed to cross examine/ask witness questions)
________________________________________________________________________
Claimant
ßHearing Officer
ßClaimant
(Asked if anything else to add relevant to the case)
ßER
REP (allowed to cross examine/ask witness questions
CT
Wit#1ßHearing Officer
ßClaimant (May question his own witness)
ßER REP (allowed to cross examine/ask witness questions)
ER
Wit#1ßHearing Officer
ßER REP (May question his own witness)
ßCLAIMANT (allowed to cross examine/ask witness questions)
(Repeat For All Claimant’s Witnesses)
------------------------------------------------------------------------------------------------------------
ER REBUTTAL
CT REBUTTAL
CLOSING STATEMENTS (Claimant first, then Employer)
Order Of Testimony,
Cross, Rebuttal And Closings
(When Claimant
Is 1st)
CLAIMANT
Claimant
ßHearing Officer
ßClaimant
(Asked if anything else to add relevant to the case)
ßER
REP (allowed to cross examine/ask witness questions
CT
Wit#1ßHearing Officer
ßClaimant (May question his own witness)
ßER REP (allowed to cross examine/ask witness questions)
CT Wit#2ßHearing Officer
ßClaimant (May question his own witness)
ßER REP (allowed to cross examine/ask witness questions)
(Repeat For All Claimant’s Witnesses)
ER
REP ßHearing
Officer (IF ER Rep won’t be
testifying, go to ER witness # 1)
ßER
REP (Asked if anything else to add relevant to the case)
ßCLAIMANT (Allowed to cross examine/ask questions)
ER Wit#1ßHearing Officer
ßER REP (May question his own witness)
ßCLAIMANT (allowed to cross examine/ask witness questions)
ER
Wit#2ßHearing Officer
ßER REP (May question his own witness)
ßCLAIMANT (allowed to cross examine/ask witness questions)
------------------------------------------------------------------------------------------------------------
CT REBUTTAL
ER REBUTTAL
CLOSING STATEMENTS (Employer first, then Claimant)
Back To Quit
The time when parties can comment on testimony they disagree with that is material to the case. While the other side is testifying you cannot interrupt them. Be sure to write down whatever you disagree with so you can bring it up during rebuttal.
Closing
The time to make
a summary statement on the strengths of your case. Your closing statement should
comment on the evidence presented and explain why you should win. Pretend that
the hearing officer has already written the decision and it came out just as
you had hoped for. Ask yourself
how this decision would sound.
That should be your closing argument.
Postponing A Case
Too many cases are lost because the employer couldn't
get a postponement. And the sad thing is, that if the employer acted sooner
their request could have been granted. Most requests occur (and are
denied) because they were made only after the hearing had already
been scheduled. However, the best approach is to tell the DOL of your
blackout dates before the hearing is scheduled. In other words,
immediately after you learn an appeal has been filed.
A typical employer gets notice of the hearing, wakes up
from their coma, and suddenly realizes their key witness will be on vacation or
at an important seminar or business meeting. They then file for
a postponement; usually on the basis that they have an important business
engagement. This is way too late. The DOL almost never grants a postponement
When Postponements Will be Granted
Note: The mere filing of a request means nothing. Too often employers think they'll get a postponement if the request is filed by their lawyer. This is a tragic mistake. If you don't hear back from the DOL, assume the case will go on as scheduled.
Also, the parties must clearly demonstrate that it was beyond their complete control to be able to come to the hearing. In other words, there must be providential reasons for their failure to participate.
Further, it’s not enough that the employer notified the DOL in advance of a conflict.
GA Dept Of Labor Rule 300-2-5.02(5) says:
A postponement of the hearing may be granted upon request showing providential cause will prevent the attendance of the party or essential witnesses. A request for postponement must be made at the earliest practical time and must be made in writing or by facsimile transmission. In the absence of very unusual circumstances a business engagement will not constitute good cause for postponement. Such requests may be granted or denied at the discretion of the Chief Administrative Hearing officer.
Conflicts should be mentioned to Appeals within 4 weeks of receiving notice of the other side’s appeal. When an appeal is filed, the Department sends the other side notice of such within a week or less. Sometimes it’s within 2 days.*
DOL Rule 300-2-5-.02 (2) (a) states:
If any party anticipates a conflict with any possible hearing dates within the next 4 weeks after the receipt of notice from the Department that an appeal has been filed, that party should immediately notify the appeals tribunal of the date(s) of unavailability. Once a hearing has been scheduled, postponement or continuation of the hearing is within the discretion of the Chief Administrative Hearing Officer.*
Poor Performance-Lying
About Prior Credentials
Don't allege
misrepresentation unless you're seriously ready to back it up. Otherwise,
the employer just looks mean and you'll lose all credibility.
And again, you won't win unless you show the claimant knew about the rule, i.e. it was clearly established in the employer handbook or employment application.
Clear Cut Cases Of Misrepresentation
The employer's strongest case is when
For example: certain forms or methods of doing a job are standard throughout the country. Procedures for ordering Medicaid forms, tax forms, or college transcripts are unlikely to vary much from employer to employer.
On the other hand, some positions sound
identical in name
but may in fact involve different job duties, skills or abilities. For
example, the duties of a marketing director, loan processor or paralegal may
vary from company to company or state to state. Thus, without more, the employer
has a weak case if they try to show the claimant lied and really never held this
position.
Proving Misrepresentation On a Resume
The key is showing the claimant never had the skills in the first place and
would have had them if he was telling the truth about his prior experience. The
employer always has the burden of proof and must be prepared for any excuses
raised at the hearing. Common excuses range from "I didn't have
enough training" to "I had trouble with the employer's computer system."
Counter "lack of training" excuses with testimony from the claimant's trainer or a signed log in sheet showing the claimant attended the training seminar or received the appropriate instructions.
If the the claimant performed poorly in other areas unaffected by your computer problems, be sure to mention them. Show the hearing officer that anyone with the claimant's prior experience should have been doing fine.
What To Bring For The Hearing
The standard form (Medicaid, Insurance, trademark form, etc.) that the claimant had trouble with; (Show how this form or procedure is standard throughout the country); | |
A copy of the employer's rule on misrepresenting credentials; | |
The claimant's resume and/or cover letter (if available); | |
The job description presented at the time of hire; | |
Testimony from the person who interviewed the claimant for the position; | |
Testimony from the people who trained the claimant to do the job; | |
Signed acknowledgment forms showing the claimant received the proper training or instructions. |
Most Common Mistakes At The Hearing