Version: 2.7
Last-Modified: 11 August 1996

Ambisonic Surround Sound FAQ

Copyright © 1994, 1995, 1996 by Martin J Leese
Distribution is unlimited


Frequently Asked Questions by domestic listeners about Ambisonic Surround Sound. Includes theory, practice, details of current decoder manufacturers and a discography of UHJ encoded LPs and CDs.


0. Contents

1. Where can I get this FAQ?
2. Corrections to the FAQ
3. What is surround sound?
4. What is Ambisonic Surround Sound?
5. What are W, X, Y and Z?
6. How does Ambisonics differ from quadraphonics?
7. How does Ambisonic Surround Sound differ from the Dolby surround systems?
8. What were Matrix H and HJ?
9. What is UHJ?
10. What are BHJ, SHJ, THJ and PHJ?
11. Are UHJ encoded CDs available? *
12. What happens with stereo sources (conventional LPs, CDs, etc)?
13. Can Ambisonics decode Dolby MP?
14. Can Ambisonics decode Dolby Surround AC-3?
15. Can Ambisonics make use of Music DVDs?
16. Have Ambisonic decoders been manufactured commercially?
17. Are Ambisonic decoders being manufactured commercially?
18. If Ambisonics is so wonderful, why is it not a commercial success?
19. How many speakers does Ambisonics use?
20. From where can I obtain more information?
21. What about recording and studio processing? **
22. References
23. Acknowledgements
24. Trademarks
25. Obituary **

* Significantly changed from the previous version
** New in this version

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1. Where can I get this FAQ?

On the WWW at the following locations:

By anonymous FTP from ftp.omg.unb.ca (131.202.34.4) in the directory /pub/ambisonic (ie, from file://ftp.omg.unb.ca/pub/ambisonic/). The file is called faq_v2_7.html or something similar, and is suitable for viewing with Mosaic and other WWW browsers. PostScript and text files derived from this HTML source file can be found in the same directory.

It is posted monthly to the Usenet newsgroups rec.audio.tech, rec.audio.pro, rec.audio.misc, rec.audio.opinion, rec.answers and news.answers (*.answers archive-name: AudioFAQ/AmbisonicFAQ).

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2. Corrections to the FAQ

E-mail comments and corrections to mleese@omg.unb.ca. Please tell me which version you are commenting on.

The FAQ still contains one or two `?'s; if you can complete them, let me know. If you have more information, please e-mail, post or fax it to me.

Many thanks,
Martin Leese

University of New Brunswick
Department of Geodesy and Geomatics Engineering
Post Office Box 4400
Fredericton, N.B.
Canada E3B 5A3

E-mail: mleese@omg.unb.ca
WWW: http://www.omg.unb.ca/~mleese/
Tel: (506) 453-4969
Fax: (506) 453-4943

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3. What is surround sound?

First there was mono with the sound emanating from a single "point".

Then there was stereo with directional information spread along a line in front of the listener.

In real life, of course, sound reaches our ears from all directions. Surround sound attempts to improve the realism of the perceived sound by providing information from all directions, not just from in front of the listener.

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4. What is Ambisonic Surround Sound?

Ambisonic Surround Sound is a set of techniques, developed in the 1970s, for the recording, studio processing and reproduction of the complete sound field experienced during the original performance. Ambisonic technology does this by decomposing the directionality of the sound field into spherical harmonic components, termed W, X, Y and Z. The Ambisonic approach is to use all speakers to cooperatively recreate these directional components. That is to say, speakers to the rear of the listener help locate sounds in front of the listener, and vice versa.

Ambisonic technology is based on a meta-theory (a theory of theories) of sound localisation developed by the late Michael A Gerzon when he was with the Mathematical Institute, University of Oxford (see the Gerzon 1992a reference). Ambisonic decoder design aims to satisfy simultaneously and consistently as many as possible of the mechanisms used by the ear/brain to locate sounds. The Gerzon theory takes account of non-central as well as central listening positions.

In an Ambisonic decoder the spherical harmonic direction signals, W, X, Y and Z, are passed through a set of shelf filters which have different gains at low and high frequencies designed to match different ways the ear/brain locates sounds. (The different localisation mechanisms operate below and above about 700 Hz.) The speaker feeds are then derived by passing the outputs from the shelf filters through a simple amplitude matrix. An important aspect of Ambisonic decoder technology is that it is only at this final stage of processing that the number and layout of speakers is considered.

The listening area for Ambisonic Surround Sound is comparable with that for conventional stereo, but larger.

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5. What are W, X, Y and Z?

With Ambisonic technology, the directionality of the sound field is composed of spherical harmonic components. The zero-order component is termed W and is omnidirectional. The first-order components are figure-of-eight (lemniscate) responses which point forward, left and up. These are termed X, Y and Z, respectively. In practice, second-order and higher components are ignored.

The W, X, Y and Z channels are collectively called B-Format.

The fact that the Z component can be recorded creates the opportunity for periphonic (full-sphere) reproduction. Periphony requires speakers to be placed above and below the height of the listeners' ears.

Readers familiar with microphone techniques will realise that the W and Y spherical harmonic components are equivalent to the M and S components of the M-S stereo recording technique. Ambisonics is a natural extension of this recording technique to three dimensions.

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6. How does Ambisonics differ from quadraphonics?

Quadraphonics was a collection of incompatible systems introduced in the 1970s. The collection included SQ, QS, UMX and CD-4. As the name suggests they assumed four channels/speakers, and usually assumed that the speakers would be 90 degrees apart. (Compare this with the 60 degrees between speakers in stereo.) The systems strived for channel separation and were characterised by the ping-pung-pang-pong effects they reproduced. While these effects were extremely novel and entertaining, they were also the antithesis of fatigue-free realistic sound reproduction.

In contrast, Ambisonics attempts to recreate for the listener the complete sound field of the original performance. A particular number of speakers is not assumed and the technology can use various numbers and speaker layouts. With the Ambisonic Surround Sound system all of the speakers cooperate to locate a sound in its correct position.

A problem with the quadraphonic systems was that they did not work, and could never have been made to work because they were based on false premisses. This is explained in detail in the Sommerwerck 1984 reference, part I. In contrast, Ambisonics does work.

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7. How does Ambisonic Surround Sound differ from the Dolby surround systems?

Dolby Laboratories Inc have two surround systems of relevance to the domestic listener, Dolby MP and Dolby Surround AC-3. Dolby MP is described in the excellent article Introduction to [Dolby] surround sound written by Bob Niland, rjn@csn.net and available by anonymous FTP from ftp.csn.org in the file /Laserdisc/ld03 (ie, from file://ftp.csn.org/Laserdisc/ld03). This suggests that:

Dolby Motion Picture matrix encoding (Dolby MP) is an encoding system, similar to the SQ quadraphonic system, designed for motion picture sound tracks. Four channels are encoded - left, centre, right and a mono surround channel. Dolby Stereo is the result of this encoding. Dolby Surround is a decoding process designed to decode Dolby Stereo in the living room. Pro Logic is an active decoding process, also designed for the living room. Lucasfilm Home THX is an enhancement of Pro Logic.

Dolby Surround AC-3 is described in technical publications available from Dolby Laboratories Inc, info@dolby.com, and on the Dolby WWW page (http://www.dolby.com/). These suggest that:

AC-3 is a digital encoding technique that exploits "audio masking" to achieve high bit-rate reductions. AC-3 can be used to encode between 1 and 5.1 audio channels. Dolby Stereo Digital film sound format uses AC-3 to encode 5.1 audio channels onto film stock. The 5 channels, left, centre, right, right surround and left surround, are all full bandwidth. The .1 channel is a band limited (20 Hz to 120 Hz) bass effects channel. Dolby Surround AC-3, also called Dolby Surround Digital, is the consumer equivalent of Dolby Stereo Digital film sound and is also based on AC-3 coding of 5.1 channels.

The Dolby surround systems are designed to enhance the enjoyment of motion pictures in cinemas. At this very limited task they are very good. Ambisonic Surround Sound differs from the Dolby surround systems in that it is designed for the realistic reproduction of music; this is much more challenging.

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8. What were Matrix H and HJ?

Matrix H and HJ were surround sound encodings used by the British Broadcasting Corporation in the late 1970s for experimental FM radio broadcasts. Matrix H was based on the QS quadraphonic system and was modified to HJ which was based on Ambisonic principles. The system was not adopted by the BBC because some mono transmissions sounded "phasey". The other rumoured problem was that someone high-up in the BBC thought that sound engineers might have to be paid more if they worked with twice as many speakers.

The `H' has no meaning. The BBC called the first matrix they assessed Matrix A, and then worked up the alphabet.

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9. What is UHJ?

The Ambisonic format recommended for recording and studio processing is called B-Format and is just the W, X, Y and Z direction signals. If only horizontal surround sound is required, then the Z signal can be omitted. However, this destroys the possibility of periphonic (full-sphere) reproduction.

Established transmission media (LP, FM radio, CD) are all two-channel and, unfortunately, it is impossible to obtain reasonable surround sound using only two of the B-Format signals. To overcome this, two-channel UHJ matrix encoding was developed. Not only can two-channel UHJ be decoded back into horizontal surround sound, but also this C-Format is mono and stereo compatible.

When two-channel UHJ is played in stereo, the front- and side-stage material is reproduced with sharply defined images. The rear-stage material is reproduced, but given a less focused, more "recessed" quality. This helps to provide an audible distinction between front and rear sounds when played in stereo.

When two-channel UHJ is played in mono, sounds from all directions, including due back, are reproduced in the single speaker at a level within 5 dB of one another.

Two-channel UHJ was extended into a hierarchy of C-Formats for 2, 2.5, 3 and 4 transmission channels, termed BHJ, SHJ, THJ and PHJ, respectively. The extra channels are used to augment the two base channels to give improved horizontal surround sound and, for four-channel UHJ (PHJ), periphonic (full-sphere) surround sound. In practice, only two-channel UHJ (BHJ) encoded material has ever been released. For this reason UHJ has become a synonym for BHJ, and UHJ is the symbol you will see on LPs and CDs.

The advantages of UHJ over B-Format are that it is mono and stereo compatible, and allows horizontal surround sound to be transmitted using two-channel media. The disadvantages of UHJ are that both encoding and decoding require the use of 90 degree phase shifters, and that encoding into only two channels requires compromise. ("No-compromise" horizontal surround sound requires three transmission channels.)

It is UHJ which has caused Ambisonics to be described as a "matrix" system, but Ambisonics is much more than UHJ.

Readers interested in seeing the set of encoding/decoding equations should consult the appendices of the Gerzon 1985 reference.

UHJ is more symbolism than initialism. The `U' stands for Universal, and is taken from the UMX quadraphonic system which pioneered the technique of using supplementary channels to enhance directional resolution. The `H' represents the BBC's Matrix H and their work on mono and stereo compatible matrices. The `J' is taken from System 45 J, the name of the original two-channel UHJ system. (The `J' was simply a code letter used to describe a possible surround sound system.)

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10. What are BHJ, SHJ, THJ and PHJ?

BHJ is the engineering specification for encoding the W, X and Y direction signals into two channels. The two channels, called Left and Right, can then be transmitted using conventional stereo media before being decoded back into W, X and Y. The BHJ format has been designed to be mono and stereo compatible. In practice, BHJ is the only UHJ encoding that has been used for commercial record releases. For this reason UHJ has become a synonym for BHJ and UHJ is the symbol you will see on BHJ encoded LPs and CDs.

SHJ specifies how W, X and Y can be encoded into 2.5 channels, called Left, Right and T, where the T channel is of reduced bandwidth (5 kHz). The original intention was to provide the reduced bandwidth channel in broadcasting by additional modulation of the 38 kHz sub-carrier. Presumably RDS, Minicall, etc, kills this possibility.

THJ specifies how W, X and Y can be encoded into three channels called Left, Right and T. This is the "no-compromise" horizontal C-Format.

PHJ specifies how W, X, Y and Z can be encoded into four channels, called Left, Right, T and Q, and is the "no-compromise" periphonic C-Format. Periphonic (full-sphere) reproduction requires speakers to be placed above and below the height of the listeners' ears.

BHJ, SHJ, THJ and PHJ are all inter-compatible. That is to say, to go from one member of the set to the next you add or delete additional signals without changing those that remain. A beauty of this is that each member of the UHJ set is mono and stereo compatible. In addition, a BHJ decoder, for example, can decode SHJ, THJ and PHJ material simply by ignoring the extra T and Q channels.

Version 1.0 of this FAQ suggested encoding a third channel into the `subcodes' of a CD to give THJ or SHJ. It transpires that the bandwidth available in the subcodes is less than 2 kHz using 16 bits, so this ain't gonna fly.

It is possible, however, to use "buried data" to encode a third channel of reduced bandwidth onto a CD such that an existing CD player is unaware the channel exists. This would allow SHJ encoded CDs to be produced that are completely compatible with conventional stereo CD players. That is to say, a stereo system would produce stereo, a BHJ decoder would produce surround sound, and an SHJ decoder (fed from a CD player with special digital electronics) would produce even better surround sound. All this from the same CD! The technique is too complicated to describe here, and interested readers should consult the Gerzon and Craven 1995 reference.

Peter Knight has pointed out that the CD format specification includes a four-channel quad format that would be suitable for PHJ encoded material. The problem, of course, is that existing CD players are not quad CD "aware" and would produce a mishmash if asked to play a quad CD. He has also pointed out that quad CDs have to be spun twice as fast as stereo CDs and have only half the playtime.

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11. Are UHJ encoded CDs available?

Yes.

A discography of 160 or so UHJ encoded record releases is available on the WWW at http://www.omg.unb.ca/~mleese/. In addition, it is available by anonymous FTP from ftp.omg.unb.ca (131.202.34.4) in the directory /pub/ambisonic/ (ie, from file://ftp.omg.unb.ca/pub/ambisonic/). I am also happy to e-mail copies to people. The discography was compiled by Eero Aro and is being maintained by Mark Anderson. It is not complete and updates are requested; details on how to do this are given at the beginning of the discography.

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12. What happens with stereo sources (conventional LPs, CDs, etc)?

Domestic Ambisonic decoders feature a Super Stereo button for decoding stereo sources. This uses the rear part of the sound field to reinforce the location of sounds in front of the listener. In addition, any ambience present in the source will be directed all around the listener, although the effectiveness of this depends greatly on the recording technique that was used. The Super Stereo mode also includes a stereo width control which allows the stereo image to be compressed to mono-like or expanded into a horseshoe around the listener.

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13. Can Ambisonics decode Dolby MP?

No, not really.

A key part of Ambisonic decoding is the use of shelf filters. These give different gains at low and high frequencies to satisfy different mechanisms used by the ear/brain to locate sounds. (The change occurs at around 700 Hz.) Dolby MP encoding is similar to the SQ quadraphonic system and, unfortunately, SQ decoding requires that no shelf filters be used. As a consequence, SQ (and therefore Dolby MP) decoders cannot be designed to give full Ambisonic results; there is even a mathematical theorem to this effect.

Integrex Limited manufactured an Ambisonic decoder which could decode almost every quadraphonic system, including SQ. The design of this decoder has been published (see the Gerzon 1977b reference), and the SQ mode used Ambisonic technology only to give more freedom over the number and layout of speakers.

Of course, there is nothing to prevent you reproducing Dolby MP encoded material through an Ambisonic UHJ or Super Stereo decoder. The seamless coherent sound field which results has been described as "superb", but it will not be what the sound engineer who created the recording intended you to hear. The question of whether Ambisonic decoding of Dolby MP encoded material is preferable, is most easily answered by listening.

Dolby MP will always suffer from non-existent sound imaging to the rear and side of the listener. While not a serious impediment to the enjoyment of motion pictures, these limitations do make Dolby MP encoding unsuitable for music. I am old enough to remember SQ; like all the quadraphonic systems, it sucked.

It is also strange that the Dolby MP crowd seems determined to repeat the mistakes made by the quadraphonic crowd, namely a desire for channel separation (which merely calls attention to individual speakers as sources of sound) and a penchant for active decoders (which cause fatigue in listeners).

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14. Can Ambisonics decode Dolby Surround AC-3?

Yes, and I am sure that Dolby Surround AC-3 would benefit from it.

Dolby Surround AC-3 does not use matrixing and the five audio channels have complete separation. Sadly, this is not sufficient for realistic surround sound reproduction, the problem being the "pair-wise" mixing style. Dolby Surround AC-3 is just a delivery mechanism and is not tied to pair-wise mixing, however, to date all Dolby Surround AC-3 movie sound tracks have been mixed using the pair-wise mixing style.

Pair-wise mixing is also called "pan-potting", "amplitude mixing" and "intensity stereophony". It mixes signals into the feeds for a pair of speakers to create the illusion that a sound is coming from a point somewhere between the speakers. During mixing, the apparent location of each sound is determined only by the relative amplitude of that sound in the two speakers. Almost all stereo recordings are mixed using the pair-wise mixing style.

The ear/brain locates sounds using phase differences between the ears as well as amplitude differences. (Phase is used to locate sounds with frequencies between 150 Hz and 1.5 kHz, amplitude for frequencies between 300 Hz and 5 kHz, and other cues for frequencies above 2.5 kHz. Note that the three frequency ranges overlap.) Fortunately, when a pair of speakers are in front of the listener and separated by 60 degrees or less, the amplitude changes mimic the correct phase changes and the pair-wise mixing style works well. Unfortunately, pair-wise mixing works poorly when the speakers are to the rear of the listener and not at all when they are to one side. (See the Gerzon 1985 or the Fellgett 1981 reference. Better still, try it yourself!) This means that any surround sound system that relies on pair-wise mixing between adjacent speakers must fail. This is as true for Dolby Surround AC-3 as it was true for the quadraphonic systems. Such absolute statements can be made because the way that the ear/brain localises sound has not changed.

One solution is for sound engineers to use a mixing style other than pair-wise mixing to mix the Dolby Surround AC-3 format. Happily, an alternative exists - Ambisonics.

Another poorer solution is for the 5.1 pair-wise mixed channels to be converted into W, X, Y and additional signals, and to then use Ambisonic technology to reproduce the sound field. This is described in the Gerzon 1992b reference.

As with Dolby MP, these limitations of pair-wise mixing are not a serious impediment to the enjoyment of motion pictures. They do, however, make pair-wise mixed Dolby Surround AC-3 unsuitable for music.

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15. Can Ambisonics make use of Music DVDs?

A consortium has announced a Digital Versatile Disc format which can contain either 13 or 27 times as much data as the current audio CD format. (The higher figure is for a double-sided double-layered disc.) The proposal for an audio-only version of DVD, called High-Quality Audio Disc, has been released by the Acoustic Renaissance for Audio. The proposal, which is available on the ARA WWW page, is for:

To carry Ambisonic Surround Sound the proposal suggests encoding the W, X, Y and Z signals onto the Music DVD as a set of five feeds for speakers arranged in a regular pentagon, plus an optional height channel. These either can be reproduced directly using the standard five speaker layout, or the W, X, Y and Z channels can very simply be reclaimed for processing by an Ambisonic decoder. I guess that the five speaker feeds will not include psychoacoustic shelf filtering.

HQAD is the first real opportunity for periphonic (full-sphere) Ambisonic source material to be released commercially. A periphonic decoder was demonstrated as long ago as 1980, but to date domestic full-sphere surround sound reproduction has been enjoyed only by a few enthusiasts with access to Ambisonic master tapes. The advent of HQAD and its accommodation of Ambisonics will, for the first time, bring full-sphere surround sound within the reach of everybody.

The advantages of periphony over horizontal surround sound are not only the possibility of using height for special effects but also that recordings sound more lifelike and less "hi-fi". For example, the timbre of orchestral instruments take on the "feathery" quality heard at live events.

Practical periphony requires six or eight speakers, some of which must be placed above and below the height of the listeners' ears. Readers interested in seeing the various speaker layouts which are possible should consult the Gerzon 1980 reference.

Of course, horizontal Ambisonic decoders will still be able to produce "no compromise" horizontal surround sound simply by ignoring the Z (height) signal.

Copies of A Proposal for the High-Quality Audio Application of High-Density CD Carriers (Version 1.2) can be obtained from:

J R Stuart, Chairman ARA
c/o the Secretariat
Acoustic Renaissance for Audio
Stonehill
Stukely Meadows
Huntingdon
Cambridgeshire
United Kingdom
Tel: +44-1480-52144
Fax: +44-1480-451587
E-mail: ara@meridian.co.uk
WWW: http://www.meridian.co.uk/ara/
Hirokazu Negishi, Founder ARA
Research & Development Headquarters
Cannon Inc Shinjuku Office
7-1 Nishi-Shinjuku 2-chome
Shinjuku-ku
Tokyo 163-07
Japan
Tel: +81-3-3344-8409
Fax: +81-3-3349-1399
E-mail: negishi@gcds.cannon.co.jp

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16. Have Ambisonic decoders been manufactured commercially?

Yes.

Minim Electronics Limited marketed a range of three decoders, the AD 7, AD 8 and AD 10, and also a printed circuit board module for enthusiasts to incorporate into their own projects.

IMF Electronics assisted in the development of Ambisonics and manufactured a decoder, the D20B. Part of the company was resurrected under the name TDL Electronics Limited, but it is unlikely that they have had any interest in Ambisonics.

TDL Electronics Limited
Unit 2, Pilot Trading Estate
High Wycombe
Buckinghamshire
United Kingdom
Tel: +44-1494-441191
Fax: +44-1494-461803

Up to 1981, Integrex Limited offered an Ambisonic decoder which could decode SQ, QS, UMX and Matrix H/HJ as well as UHJ. The Company is alive and kicking, but no longer has any involvement in Ambisonics or the hi-fi business.

Integrex Limited
Portwood Industrial Estate
Church Gresley
Derbyshire DE11 9PT
United Kingdom
Tel: +44-1283-551551
Fax: +44-1283-550325

Abacoid Limited produced a Professional Ambisonic Decoder, the PAD 9211. Does anybody know if the Company still exists? The telephone number listed in previous versions of this FAQ is no longer a business number.

Abacoid Limited
110A St Margarets Road
Hanwell
London W7 2HF
United Kingdom

Troy manufactured an Ambisonic Processor [Decoder], the TA 110P, for use in the car. They currently have no plans to restart manufacture.

Alan Sexton
Troy
Charters Road
Sunningdale
Ascot
Berkshire SL5 9QD
United Kingdom
Tel: +44-1344-21552

NAD developed inexpensive Ambisonic decoders. Does anybody know if they were ever offered for sale? The telephone number listed in previous versions of this FAQ is no longer a business number.

NAD
683 High Street
North Finchley
London N12
United Kingdom

And one for our antipodean readers; Audiotech Industries offered an Ambisonic decoder. Details anyone?

Audiotech Industries
PO Box 8756
Auckland
New Zealand
Tel: +64-9-587-386

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17. Are Ambisonic decoders being manufactured commercially?

Yes.

By Minim Electronics Limited. When I last spoke to them in January 1995, they were about to revamp their offerings.

Minim Electronics Limited
Lent Rise Road
Burnham
Slough SL1 7NY
United Kingdom
Tel: +44-1628-663724

Cepiar Limited manufacture a reference Ambisonic decoder, the Ambi-8x. This is intended for professional use, and is priced accordingly. Using plug-in resistor boards, the decoder can be configured for 4, 5, 6, 7 or 8 speakers, and for horizontal or periphonic (full-sphere) surround sound. Cepiar also plan to release a consumer Ambisonic decoder in the second half of 1996.

Cepiar Limited
Debden House
11 St Ethelwold's Close
Ely
Cambridgeshire CB6 3AX
United Kingdom
Tel: +44-1353-666818
Fax: +44-1353-666819

In March 1993, Sound & Vision (see References) reviewed the Onkyo TX-SV909PRO A/V Receiver which incorporates an Ambisonic decoder. When in Ambisonic mode, the receiver is configured only for four speakers. The successor to the Onkyo 909PRO is the Onkyo 919THX, but this does not incorporate an Ambisonic decoder.

Onkyo USA Corporation
200 Williams Drive
Ramsey
NJ 07446
USA
Tel: +1-201-825-7950
Fax: +1-201-825-8150
Onkyo Europe GMBH
Hellersbergstrasse 4
4040 Neuss
Germany
Tel: +49-2131-120075
Fax: +49-2131-103306
Telex: 8517916 ONDU D

Meridian's 565 DSP Surround Processor, which can be configured for 4, 5, 6 or 7 speakers, incorporates an Ambisonic decoder.

Meridian Audio Limited
Stonehill
Stukely Meadows
Huntingdon
Cambridgeshire
United Kingdom
Tel: +44-1480-52144
Fax: +44-1480-459934
E-mail: jrs@meridian.co.uk
WWW: http://www.meridian-audio.com/
Meridian America Inc
3800 Camp Creek Pkwy.
Suite 112, Bldg. 2400
Atlanta
GA 30331
USA
Tel: +1-404-344-7111
Fax: +1-404-346-7111

The October 1995 issue of Audio magazine contained an annual equipment directory that included Sansui and Legacy Audio as suppliers of Ambisonic receivers and decoders, respectively. The Sansui receiver, model RZ2900, does not have an Ambisonic mode, so this was a misprint.

When I last spoke to Legacy Audio in July 1996, they had decided against adding an Ambisonic mode to their Steradian product.

Legacy Audio
3021 Sangamon Ave
Springfield
IL 62702
USA
Tel: +1-217-544-5252 (also 1-800-283-4644)
Fax: +1-217-744-7269

Version 2.2 of this FAQ suggested that Maplin Electronics plc offered an Ambisonic decoder kit. This was incorrect. In 1994, Electronics - The Maplin Magazine carried a series of articles on surround sound (see the Woodgate 1994 reference), but referred readers to Minim Electronics Limited for the supply of Ambisonic decoders.

If anybody knows of other domestic Ambisonic decoders, will they please let me know. I am particularly interested to hear about stand alone Ambisonic decoders that are not bundled together with home theatre decoders.

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18. If Ambisonics is so wonderful, why is it not a commercial success?

We should first note that technical excellence and commercial success do not necessarily go hand-in-hand. This is why you are all watching VHS video tapes and not Betamax.

Ambisonics has suffered from the following:

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19. How many speakers does Ambisonics use?

A major advantage of Ambisonic Surround Sound is that recording and studio processing are disengaged from reproduction. The former produce and operate on the W, X, Y and Z channels, but these can be reproduced through any number of speakers. The more speakers which are used the better, as this gives a larger listening area and a more stable sound localisation. Using more speakers also improves the illusion that the speakers have vanished; that is to say, the listeners hear a single seamless sound field. For horizontal surround sound a minimum of four speakers is required.

Ambisonic technology places restrictions on the choice and placement of speakers. Specifically:

Some diagrams would be useful here.

The disadvantage of using only four speakers is that sounds with spiky waveforms (audience applause, harpsichords, oboes) tend to be drawn away from their correct location and towards a speaker. Using five or six speakers gives considerably more robust side and rear imaging.

For periphonic (full-sphere) surround sound a minimum of six or eight speakers is required driven from at least four or five power-amps, respectively. Readers interested in seeing the possible speaker layouts should consult the Gerzon 1980 reference.

Auditorium decoders that can drive between 8 and 128 speakers are available (from Cepiar Limited). For domestic use the limiting factors are the cost of the necessary speakers and power-amps, and the practical problem of squeezing them into your living room.

The speaker feeds are each a simple weighted sum of the W, X, Y and Z signals after they have passed through the shelf filters. Readers interested in seeing the equation should consult the appendices of the Gerzon 1985 reference.

With the "old-type" Ambisonic decoders described above, the apparent position of the centre-front sound image varies as the listener moves from one side of the living room to the other. This is not a problem when reproducing music, but when used with TV the on-screen sounds can become misaligned with the on-screen pictures. "New-type" Ambisonic decoders, described in the Gerzon and Barton 1992 reference, produce a stable centre-front sound image that solves this problem. These decoders can be used with irregular speaker layouts, either five speakers with one at the centre-front or six speakers with two at the centre-front. Alternatively, it is possible to use an additional channel to stabilise the centre-front sound image, as described in the Gerzon 1992b reference. These newer types of Ambisonic decoder are not yet commercially available.

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20. From where can I obtain more information?

If you have a technical bent then you should obtain and read some of the references listed in References (see References). I recommend particularly the Gerzon 1985 reference. Next best are the Woodgate 1994 and Sommerwerck 1984 references.

If you want to know what Ambisonic Surround Sound sounds like, but cannot arrange to hear it for yourself, the results of an extensive domestic listening test are described in the Attewell 1982 reference.

Further information on Ambisonics is available from the Ambisonic and `B'-format User Group run by Donald G Maclennan. ABUG is an informal group of about 180 devotees. Donald keeps a database of members' interests and he is happy to put people whose interests overlap in touch with each other. The membership includes people from the pro sound industry, journalism, academia, and individuals like me who are just interested.

Donald G Maclennan
ABUG
51 Hillside Avenue
Plymouth
Devon PL4 6PS
United Kingdom
Tel: +44-1752-663229
Fax: by appointment

Interested readers might like to join an e-mail mailing list, called sursound, devoted to surround sound audio discussion and research. To join, send an e-mail message to majordomo@lists.uoregon.edu with the contents:

subscribe sursound
end

The list owner is Jim Rusby.

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21. What about recording and studio processing?

This FAQ is aimed at the domestic listener. Recording and studio processing are two areas of Ambisonic technology that have been omitted deliberately; the topics deserve an FAQ of their own, but somebody else will have to create it. As an interim measure, this Section lists the contact details of companies involved in these areas. Please contact them directly; I do not work in the pro audio industry and have limited knowledge of it. Be aware that, in general, equipment designed for the pro audio market is more expensive that domestic equipment.

SurroundWorks®

Recording of acoustic music by means of ambisonic surround technology for current stereo reproduction as well as future surround sound release. Employing the 24-bit Nagra-D digital multitrack and the SoundField microphone, SurroundWorks is available in the studio or on location either as a primary or as a secondary archival production system.

SurroundWorks®
21 Millay Place
Mill Valley
CA 94941
USA
Tel: +1-415-380-8273
Fax: +1-415-380-9414
E-mail: ambisonx@surroundworks.com
Contact: Jeffrey Silberman

SoundField Ltd.

Products: Multi-capsule microphone systems.

SoundField Ltd.
Charlotte Street Business Centre
Charlotte Street
Wakefield
West Yorkshire
United Kingdom
WF1 1UH
Tel: +44 (0)1924 201089
Fax: +44 (0)1924 201618
E-mail: sales@soundfield.co.uk
WWW: http://www.proaudio.co.uk/sndfield.htm
Contact: Richard Bacon - Technical Sales

AGM Digital (Deutschland)

Re-launch of four capsuled microphone array and processing system, and Encoding and Decoding systems. Have a look at the web page for the latest news.

AGM Digital (Deutschland)
Am Eisstadion 8
D-82467 Garmisch-Partenkirchen
Germany
Tel: +49 8821 947161
Fax: +49 8821 947450
E-mail: 100541.424@compuserve.com (from 1 October 1996 sales@agmworld.com)
WWW: http://ourworld.compuserve.com/homepages/agm/ (from 1 October 1996 http://www.agmworld.com/)
Contact: Anthony G Morris

Lake DSP Pty. Ltd.

Digital signal processing hardware and software systems for audio applications. These include tools for long convolution filtering and room acoustic measurements, real-time acoustic simulation using synthesised B-Format Ambisonics (with support for arbitrary sized and shaped loudspeaker arrays and binaural decoding), and comprehensive support for custom application programming.

Lake DSP Pty. Ltd.
Suite 1501
33 Bligh St.
Sydney, NSW, 2000
Australia
Tel: +61 2 233 8655
Fax: +61 2 233 8656
E-mail: info@lake.com.au
WWW: http://www.lake.com/
Contact: Leonard Layton

Audio Dimensions

Audio Dimensions
22 Lisson Grove
Mutley
Plymouth
Devon
PL4 7DN
United Kingdom
Tel: +44 (0)1752 664091
Fax: +44 (0)1752 673906
E-mail: Chris@Audiodim.zynet.co.uk
WWW: http://www.zynet.co.uk/audiodim/home.htm
Contact: Chris Blythe

Cepiar Limited

Cepiar Limited
Debden House
11 St Ethelwold's Close
Ely
Cambridgeshire CB6 3AX
United Kingdom
Tel: +44-1353-666818
Fax: +44-1353-666819

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22. References

An extensive reference list on Ambisonics, compiled by the late Michael A Gerzon and others, is available on the Internet (see Section 1). I am also happy to e-mail copies of the list to people. The references listed here are confined to those referred to in this FAQ (plus one).

Michael Gerzon, 1977a, "NRDC surround sound system", in Wireless World, April issue, pages 36 to 39.

Michael A Gerzon, 1977b, "Multi-system Ambisonic decoder", in Wireless World. The design was in three parts:
Part 1: "Basic design philosophy", July issue, pages 43 to 47
Part 2: "Main decoder circuits", August issue, pages 69 to 73
Part 3: never published.

Michael A Gerzon, 1980, Practical Periphony: The Reproduction of Full-Sphere Sound, presented at the 65th Audio Engineering Society Convention, London, 25-28 February. Preprint 1571 (A6).

Prof P B Fellgett, 1981, "Ambisonics", in New Electronics, May issue, pages 38, 44, 46 and 48.

Trevor Attewell, 1982, "Ambisonics - the future of surround sound?", in Hi-Fi News & Record Review, Volume 27, number 9 (September issue), pages 53, 55, 56 and 58.

William Sommerwerck, 1984, "Ambisonics Comes of Age", in The Audio Amateur:
Part I: issue 3, pages 7 to 13 and page 58
Part II: issue 4, pages 38 to 45
Part III: issue 5, pages 36, 37, 40, 41 and 42.

Michael A Gerzon, 1985, "Ambisonics in Multichannel Broadcasting and Video", in the Journal of the Audio Engineering Society, Volume 33, number 11 (November issue), pages 859 to 871.

Michael A Gerzon, 1992a, General Meta theory of Auditory Localisation, presented at the 92nd Audio Engineering Society Convention, Vienna, 24-27 March. Preprint 3306.

Michael A Gerzon, 1992b, Hierarchical System of Surround Sound Transmission for HDTV, presented at the 92nd Audio Engineering Society Convention, Vienna, 24-27 March. Preprint 3339.

Michael A Gerzon and Geoffrey J Barton, 1992, Ambisonic Decoders for HDTV, presented at the 92nd Audio Engineering Society Convention, Vienna, 24-27 March. Preprint 3345.

"Onkyo TX-SV909PRO A/V Receiver", in Sound & Vision, 1993, Volume 8, number 6 (March issue), page 14. This receiver incorporates an Ambisonic decoder.

Ian G Masters, 1993, "Ambisonics", in Sound & Vision, Volume 8, number 6 (March issue), pages 26 and 43.

J M Woodgate, 1994, "Surround Sound - Fad or Fancy?", in Electronics - The Maplin Magazine.
Part One: "The First Four Channels", July issue, pages 46 to 51
Part Two: "Multichannel and Ambisonics", August issue, pages 66 to 70
Part Three: "Dolby Surround and THX", September issue, pages 52 to 61.

M A Gerzon and P G Craven, 1995, "A High Rate Buried Data Channel for Audio CD", in the Journal of the Audio Engineering Society, Volume 43, number 1/2 (January/February issue), pages 23 to 28.

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23. Acknowledgements

Many thanks to the following people for contributing to the FAQ:

Rustan Finndin, rustan@cd.chalmers.se
Peter Knight, P.J.Knight@bradford.ac.uk
Jun Guo, jguo@u.washington.edu
Jeffrey Silberman, ambisonx@surroundworks.com
Jimmy T Rusby, jrusby@darkwing.uoregon.edu
Dave Malham, dgm2@unix.york.ac.uk
Brian Lenharth, brianl@lsid.hp.com
David S Monett, deceased
Peter G Craven, peter@occl-ox.demon.co.uk
Michael A Gerzon, deceased
William Sommerwerck, williams@washington.nwlink.com
Roger Dressler, rwd@dolby.com
Eero Aro, EERO.ARO@YLE.YLE.mailnet.fi
Mark Anderson, manderson@theriver.com
Geoffrey Barton, geoffrey@trifield.demon.co.uk
Barry Fox, 100131.201@CompuServe.COM

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24. Trademarks

Ambisonics is a trademark of Nimbus Records.

The following are registered trademarks of Dolby Laboratories Licensing Corporation:

Dolby
Dolby Surround
AC-3
Pro Logic (no hyphen)
Dolby Stereo

For more information contact Lily Cheung, Dolby's Intellectual Property Manager, lsc@dolby.com.

Lucasfilm and Home THX are both registered trademarks of Lucasfilm Ltd, whether used together or separately.

SurroundWorks is a registered trademark of Jeffrey Silberman.

PostScript is a trademark of Abobe Systems Incorporated or its subsidiaries which may be registered in certain jurisdictions.

Mosaic is a proprietary trademark of the University of Illinois.

The following are not definitive in that I have been unable to contact directly the companies concerned. If anybody has e-mail or WWW addresses for them, please let me know.

DVD is a trademark of Toshiba.

QS is a trademark of Sansui.

SQ is a trademark of CBS Laboratories.

CD-4 is a trademark of Japan Victor (JVC).

Does anybody know if UMX is a trademark?

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25. Obituary

Michael A Gerzon was the "Brains" behind Ambisonic Surround Sound. This obituary, written by Barry Fox, first appeared in The Guardian newspaper in the United Kingdom. It is reproduced with permission.

Michael Gerzon

Born 4 December 1945. Died 6 May 1996.

Mathematician and audio expert Michael Gerzon died earlier this week, at the age of fifty, after years of struggling against two different illnesses that would each have wrecked a lesser man. After a spell at the Mathematical Institute in Oxford, he had been working for twenty years as a consultant on a wide range of digital audio, video and computer projects.

Gerzon's partner on many projects, Peter Craven, sums up the tributes that have been circulating on the Internet and explains why few people outside the electronics industry will have heard of him: "What Michael does now the world will want in thirty years time".

I first came across Michael Gerzon in the early seventies, when the absurd quadraphonics standards battle was raging. At least four electronics and record companies had developed surround sound systems which claimed to squeeze four channels of hi-fi into the groove of a stereo LP, for reproduction through four loudspeakers, one at each corner of the living room.

Record company CBS (later bought by Sony) had hired a large conference room in a Park Lane hotel to demonstrate its SQ system. We heard a demonstration of sound effects rattling round the room and got the chance to pretend we were sitting in the middle of an orchestra. The CBS people then launched into a highly technical explanation of why SQ was better than the systems which their Japanese rivals had developed. They talked a lot of mathematics about "vectors" and it sailed right over our heads.

From the back of the room, a lanky young man stood up, holding a flimsy square cage made out of wire. He turned it inside out to explain vectors in gloriously simple language. Gerzon's point was that although SQ might sound good with some musical material, like that used for the demonstration, mathematical theory proved that there would always be more music that would sound wrong.

In later years I never ceased to marvel at the way Gerzon could make even the most complicated concept easy to understand. He pitched his explanation at exactly the level of whoever he was talking to, without ever sounding even slightly patronising.

During the seventies, relations between CBS and Michael Gerzon got progressively worse. Every time CBS would give a lecture at a recording industry seminar, Michael would pop up and ask questions which demolished the theory. He wasn't doing it for fun, or to look clever, or to harm CBS. He was doing it because he firmly believed, and had the maths to prove it, that none of the quadraphonics systems would be right for hi-fi in the home.

Behind the scenes, complaints were lodged with the Oxford authorities and Gerzon was carpetted. He continued to speak his mind and this may well have cost him an academic career.

Gerzon's arguments carried special weight because he was not just a maths theorist. He loved music, of all types, and made many live recordings as a hobby. He also had very acute hearing. He could hear much higher frequencies (up to 23 kHz) than most people. He attributed this to his very serious asthma.

It was inevitable that Gerzon would develop his own surround sound system. It was called Ambisonics and he worked on it with several other academics and recording engineers. Gerzon rethought the theory of something we take for granted; just a few loudspeakers can, with a carefully made recording, create the illusion of a wide natural spread of sound. Ambisonics widened the spread to surround the listener.

The system was backed by the UK's National Research Development Corporation (which later became the British Technology Group) but never took off. The NRDC never seemed to understand the consumer electronic market, and missed the opportunity to team up with Dolby Laboratories and market home equipment that offered the choice of Ambisonics for playing music CDs with subtle fidelity and Dolby surround for the blockbuster home cinema effects that are now all the rage.

In the eighties Gerzon moved onto digital audio and video, laying the foundation for many of the systems which the industry now takes for granted. With Peter Craven he wrote the theory for noise shaping, which lets recording studios squeeze higher fidelity onto CDs. His last work was for a voluntary industry group, the Acoustic Renaissance for Audio.

The ARA's aim is to persuade the Japanese electronics industry to look ahead into the next century and set standards for future variants of CD that will deliver super-hifi. The key to this promise is a digital technique called lossless coding and Gerzon and Craven were at the final stages of research when he was rushed to hospital and died.

The work will go on, and few people outside the audio industry will notice Gerzon's passing. But sometime in the future, around 2026, engineers will be trying to patent inventions that they think are new and repeatedly finding that Michael Gerzon had got there first.

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End of Ambisonic Surround Sound FAQ

Martin J Leese / mleese@omg.unb.ca