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DC Circuit US Court of Appeals finally slams BATF's power grab into
model rocketry. Judge says that BATF's insistence in classifying
ammonium perchlorate propellant as an explosive is incoherent and
totally indefensible:
"The problem in this case is that ATFE's explanation for its
determination that APCP deflagrates lacks any coherence. We therefore
owe no deference to ATFE's purported expertise because we cannot
discern it. ATFE has neither laid out a concrete standard for
classifying materials along the burn-deflagrate-detonate continuum, nor
offered data specific to the burn speed of APCP when used for its
'common or primary purpose.' On this record, the agency's decision
cannot withstand judicial review."
Lots of cause for jubilation from the rocket flyers... only it required
a sustained fight of seven years and the pouring of tens of thousands
of dollars down the legal system rathole. :-(
Original Article
Message From the President
Joint Statement on BATF Litigation, February 10, 2006
Mark Bundick
This message will outline the current status and progress of our efforts in the U. S. Court of Appeals in Washington, DC.
Joint Statement on Appeals Court Decision, February 10, 2006
After nearly seven years of work, we have prevailed in our efforts to remove unnecessary and illegal regulations from the sport rocketry hobby.
On February 10, 2006, the United States Court of Appeals for the District of Columbia Circuit rendered its opinion as to whether the Bureau of Alcohol, Tobacco, Firearms and Explosives (BATFE) had properly classified APCP propellant as an explosive. The court found in favor of the National Association of Rocketry and Tripoli Rocketry Association and remanded the matter back to the agency.
The full opinion is available for download. It reads in part:
"The problem in this case is that ATFE's explanation for its determination that APCP deflagrates lacks any coherence. We therefore owe no deference to ATFE's purported expertise because we cannot discern it. ATFE has neither laid out a concrete standard for classifying materials along the burn-deflagrate-detonate continuum, nor offered data specific to the burn speed of APCP when used for its 'common or primary purpose.' On this record, the agency's decision cannot withstand judicial review."
This significant legal win came about due to the combination of the skill and dedication of our legal team, Joe Egan, Marty Malsch, John Lawrence and John Kyte, and your steadfast financial support since 1999. Without that skill and particularly without your financial and moral support, we would not have succeeded in the effort to remove what is now recognized as the illegal regulation of our hobby. We congratulate Joe and his team, and we thank you for your incredible efforts over this nearly seven year odyssey.
Members should also be aware that this decision comes immediately after Joe Egan underwent surgery in New York City. The surgery was successful and Joe is expected to make a full and speedy recovery. Members wishing to offer congratulations for both legal and medical reasons may send such expressions to:
Joseph Egan
Egan, Fitzpatrick, Malsch & Cynkar, PLLC
8300 Boone Boulevard
Suite 340
Vienna, VA 22182
We are currently discussing next steps and practical, regulatory implications of the Court's opinion with counsel, and will offer further feedback after we've completed that discussion. We expect to offer that feedback to members sometime in the next week to ten days
Ken Good, President
Tripoli Rocketry Association
Mark Bundick, President
National Association of Rocketry
--------------------------------------------------------------------------------
As always, you can send me your comments via email, or mail them to me at
Mark Bundick
423 Sunset Drive
Lakewood, IL 60014-5332
the opionion can be seen in PDF format at this URL
http://nar.org/pdf/2006OralArgumentDecision.pdf
United States Court of Appeals
FOR THE DISTRICT OF COLUMBIA CIRCUIT
Argued January 10, 2006 Decided February 10, 2006
No. 04-5453
TRIPOLI ROCKETRY ASSOCIATION, INC. AND
NATIONAL ASSOCIATION OF ROCKETRY,
APPELLANTS
v.
BUREAU OF ALCOHOL, TOBACCO, FIREARMS, AND
EXPLOSIVES,
APPELLEE
Appeal from the United States District Court
for the District of Columbia
(No. 00cv00273)
Joseph R. Egan argued the cause for appellants. With him
on the briefs were Martin G. Malsch, Robert J. Cynkar, and
Charles J. Fitzpatrick.
Jane M. Lyons, Assistant U.S. Attorney, argued the cause
for appellee. With her on the brief were Kenneth L. Wainstein,
U.S. Attorney, and Michael J. Ryan, Assistant U.S. Attorney. R.
Craig Lawrence, Assistant U.S. Attorney, entered an
appearance.
2
Before: TATEL and GARLAND, Circuit Judges, and
EDWARDS, Senior Circuit Judge.
Opinion for the Court filed by Senior Circuit Judge
EDWARDS.
EDWARDS, Senior Circuit Judge: Appellants Tripoli
Rocketry Association and National Association of Rocketry are
non-profit organizations whose members are hobby rocket
enthusiasts. They challenge the Bureau of Alcohol, Tobacco,
Firearms & Explosives (ATFE) refusal to alter its
classification of ammonium perchlorate composite propellant
(APCP) as an explosive for purposes of 18 U.S.C. 841(d)
(2000). (ATFE is currently charged with administering the
statute at issue. Until recently, those duties rested with the
Bureau of Alcohol, Tobacco & Firearms (ATF), and, before
that, with the Internal Revenue Service. For the sake of
simplicity, we will refer only to ATFE, except when quoting
material that refers to one of its predecessors.)
APCP is commonly used as fuel in hobby rockets, and
classification as an explosive imposes regulatory controls on the
handling of APCP by appellants members. The statutory
definition of explosive encompasses materials whose primary
or common purpose is to function by explosion. ATFE
determines whether a material fits this definition by
characterizing the speed at which the material burns: materials
with the fastest burn rates detonate, the slowest ones burn, and
substances in between deflagrate. In other words, under
ATFEs characterization, a substance that deflagrates burns
more rapidly than something that simply burns (like paper or a
candle wick), but less rapidly than something that detonates (like
dynamite). And ATFE treats a material as explosive if it
functions by detonation or deflagration.
Appellants challenge ATFEs determination that APCP
deflagrates. Appellants contend that ATFEs determination was
3
arbitrary and capricious under the Administrative Procedure Act
(APA), 5 U.S.C. 706(2)(A) (2000), because there is no
evidence in the record supporting the conclusion that APCP
functions by deflagration and there is some evidence in the
record suggesting a contrary conclusion. In response, ATFE
points to evidence relating to the properties of rocket
propellants. ATFE also argues that, in a case of this nature
involving the agencys expertise in deciding a highly technical
question the court should defer to ATFEs judgment.
This court routinely defers to administrative agencies on
matters relating to their areas of technical expertise. We do not,
however, simply accept whatever conclusion an agency proffers
merely because the conclusion reflects the agencys judgment.
In order to survive judicial review in a case arising under
7006(2)(A), an agency action must be supported by reasoned
decisionmaking. Allentown Mack Sales & Serv., Inc. v. NLRB,
522 U.S. 359, 374 (1998) (quoting Motor Vehicle Mfrs. Assn of
the United States, Inc. v. State Farm Mut. Auto. Ins. Co., 463
U.S. 29, 52 (1983)). Not only must an agencys decreed result
be within the scope of its lawful authority, but the process by
which it reaches that result must be logical and rational. Courts
enforce this principle with regularity when they set aside agency
regulations which, though well within the agencies scope of
authority, are not supported by the reasons that the agencies
adduce. Id. The problem in this case is that ATFEs
explanation for its determination that APCP deflagrates lacks
any coherence. We therefore owe no deference to ATFEs
purported expertise because we cannot discern it. ATFE has
neither laid out a concrete standard for classifying materials
along the burn-deflagrate-detonate continuum, nor offered data
specific to the burn speed of APCP when used for its common
or primary purpose. On this record, the agencys decision
cannot withstand judicial review. We therefore remand the case
for further consideration.
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I. BACKGROUND
Title XI of the Organized Crime Control Act of 1970
(OCCA) regulates the manufacture, distribution, and storage
of explosive materials. See Pub. L. No. 91-452, 1102, 84 Stat.
952 (1970) (codified at 18 U.S.C. 841-848 (2000)). Under
the statute, explosive materials include explosives, blasting
agents, and detonators, 18 U.S.C. 841(c); and, for purposes
of the provisions at issue here, explosives include:
any chemical compound mixture, or device, the primary or
common purpose of which is to function by explosion; the
term includes, but is not limited to, dynamite and other high
explosives, black powder, pellet powder, initiating
explosives, detonators, safety fuses, squibs, detonating cord,
igniter cord, and igniters.
18 U.S.C. 841(d).
Until recently, the statute required the Secretary of the
Treasury or his delegate to compile an explosives list, 18 U.S.C.
841(d), (k) (2000), but this responsibility was reassigned by
the Homeland Security Act, Pub. L. No. 107-296 1112(e), 116
Stat. 2135, 2276 (2002). The current version of OCCA requires
the Attorney General to publish and revise at least annually in
the Federal Register the explosives list, including any
additional explosives which he determines to be within the
coverage of this chapter. 18 U.S.C. 841(d) (Supp. 2002).
Potential users must obtain a license or permit from ATFE to
import, manufacture, or deal in explosive materials. 18 U.S.C.
842(a); see also 18 U.S.C. 843 (2000) (outlining
requirements for obtaining licenses). Users are also subject to
certain requirements governing the manufacture, storage,
transportation, transfer, and sale of explosive materials. 18
U.S.C. 842(b)-(k). Violators of these statutory provisions face
the possibility of criminal sanctions. 18 U.S.C. 844(a)(1), (b)
(2000).
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It has always been the case that the agency regulations
implementing these OCCA requirements have exempted, inter
alia, propellant actuated devices . . . manufactured, imported,
or distributed for their intended purposes. See 27 C.F.R.
555.141(a)(8) (2005) (current exemption); 26 C.F.R.
181.141(i) (1972) (initial exemption). Propellant actuated
device is defined to mean: Any tool or special mechanized
device or gas generator system which is actuated by a propellant
or which releases and directs work through a propellant charge.
27 C.F.R. 555.11 (2005).
Appellants claim that there is no known purpose for using
APCP other than as a rocket propellant. According to
appellants, hobby rocket enthusiasts use APCP in one of two
fashions. The material is sometimes shipped already in a rocket
motor and then used once in a model rocket. Alternatively, the
material is shipped as part of a reloadable motor kit in the form
of propellant modules, from which the rocket enthusiast
assembles the motor. Upon ignition, APCP in rocket motors is
designed to release its energy in a controlled, predictable, and
focused fashion to power the flight of the hobby rocket.
APCP was placed on the first Explosives List issued in
1971, see Commerce in Explosives, 36 Fed. Reg. 658, 675 (Jan.
15, 1971), and has remained on the list ever since, see
Commerce in Explosives; List of Explosive Materials, 70 Fed.
Reg. 73,483, 73,484 (Dec. 12, 2005). In April 1994, ATFE sent
a letter to Aerotech, Inc., a company that produces hobby
rockets, replying to the companys inquiries regarding the
regulatory constraints affecting its business. ATFE explained
that [d]uring the early 1970's when [ATFE] was assigned the
responsibility of enforcing the Federal explosives laws, it was
clear that [the agency] did not intend to regulate toy model
rockets which did not constitute a public safety hazard, but that
[i]t is also clear that ammonium perchlorate composite
propellants are explosives since they have been on the
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explosives list since the first list was published in 1971. Letter
from ATFE to Gary C. Rosenfield, President, Aerotech, Inc.
(Apr. 20, 1994) at 1, Joint Appendix (J.A.) 106. The agency
declared that the exemption for propellant actuated devices
applies only to rocket motors that, inter alia, contain no more
than 62.5 grams of propellant, thus excluding APCP from
exemption. Id. ATFE also announced that, while fully
assembled rocket motors could qualify for the exemption, rocket
propellent prior to assembly cannot.
Appellants challenged this decision in a September 7, 1999
letter to ATFE, asserting that APCP does not function by
explosion and, therefore, ATFE lacked statutory authority to
regulate the material as an explosive. Appellants also argued
that any type of rocket motor, regardless of the amount of fuel,
is a propellant actuated device and therefore exempt from
regulation. Finally, appellants criticized what they considered
procedural defects in the promulgation of the explosives list,
arguing that ATFE had never enunciated any criteria (specific
or general) for determining why the listed materials were
explosives, detonators, or blasting agents and that the
absence of any criteria by which to make a determination that
APCP should be on the list . . . renders the explosives list both
over-inclusive and under-inclusive. Letter From Appellants
Counsel to ATFE (Sept. 7, 1999) at 12-13, J.A. 99-100.
In response, ATFE sent appellants a letter denying their
request that APCP be removed from the explosives list. In this
letter, ATFE declared that, because it functions by deflagration,
APCP is an explosive:
An item can function by explosion not only by
detonating, but also by deflagrating. While APCP does not
generally function by detonation, it most definitely
functions by deflagration; therefore, APCP is properly
deemed by ATF to function by explosion and is properly
classified as an explosive.
7
Letter from ATFE to Appellants Counsel (Dec. 22, 2000) at 2
(December 2000 Letter), J.A. 73. The agency first noted that
some of the substances specifically itemized as explosives in
841(d) burn too slowly to be characterized as detonating, thus
providing a clear manifestation of Congresss intention that
both detonating and deflagrating compounds, mixtures, and
devices are to be considered explosives. Id. at 4, J.A. 75. The
agency further stated that treating deflagrating materials as
explosives places the statutory definition in line with the
scientific definition, which ATFE recapitulated as follows:
While deflagration produces a reaction that is slower than
the reaction achieved through detonation, the deflagration
reaction is much faster than the reaction achieved by what
is more commonly associated with burning (such as with
the burning of a candle or with the burning that occurs in a
typical building- or forest-fire).
Id. (emphasis added). The agency never defined the threshold
for much faster, but it did cite a pyrotechnics text to further
articulate the relative measurements that distinguish various
forms of combustion:
Dr. Conkling indicates that the approximate reaction
velocity associated with detonation (he cites as examples
dynamite and TNT) is greater than one kilometer per
second; he indicates that the approximate reaction velocity
associated with deflagration (he cites as examples rocket
propellants, and confined black powder) is in the range of
meters per second [typically, the speed of deflagration
will be less than 326 meters per second the velocity of
sound]; and he indicates that the approximate reaction
velocity associated with the more-common [sic] type of
burning is in the order of millimeters per second.
Id. at 5 n.5, J.A. 76 (first alteration in original) (quoting JOHN A.
CONKLING, CHEMISTRY OF PYROTECHNICS 2 (1985)).
8
ATFEs letter concludes that [u]pon ignition . . . APCP
deflagrates, because it burns with oxidation taking place at a
rate slower than the oxidation rate in a detonation (though at a
rate much faster than is associated with typical burning). Id. at
5, J.A. 76. To bolster this determination, the agency quoted the
National Fire Protection Associations definition of propellant
as an explosive material which normally functions by
deflagration, and claimed that other expert organizations adhere
to similar definitions. Id. at 6-7, J.A. 76-77 (quoting NATIONAL
FIRE PROTECTION ASSOCIATION, FIRE PROTECTION HANDBOOK
5-69 (16th ed. 1986)). After finding that APCP deflagrates,
ATFE rejected appellants argument that rocket motors are
propellant actuated devices and thus exempt from regulation.
Appellants brought suit against ATFE in the United States
District Court for the District of Columbia, challenging the
agency decisions rendered in the December 2000 Letter.
Appellants contended that 841(d)s definition does not extend
to deflagrating materials and that, in any event, APCP does not
function by deflagration. Appellants also objected to the
agencys decision to deny sport rocket motors an exemption as
propellant actuated devices. And they contested ATFEs
decision to establish thresholds for the regulation of certain
APCP rocket motors based upon their weight, design, and
intended use without first affording the public an opportunity to
comment on those thresholds.
On March 19, 2004, the District Court issued an opinion
addressing the parties cross motions for summary judgment.
Tripoli Rocketry Assn, Inc. v. Bureau of Alcohol, Tobacco,
Firearms & Explosives, 337 F. Supp. 2d 1 (D.D.C. 2004). The
District Court noted that a court should review scientific
judgments of an agency not as the chemist, biologist or
statistician that we are qualified neither by training nor
experience to be, but as a reviewing court exercising our
narrowly defined duty of holding agencies to certain minimal
9
standards of rationality. Id. at 8 (quoting Ethyl Corp. v. EPA,
541 F.2d 1, 36 (D.C. Cir. 1976) (en banc)). After reviewing the
statute and the record, the District Court conclude[d] that the
ATFs decision that APCP is a deflagrating explosive is
permissible. Id. at 9. The District Court then granted summary
judgment to the agency on the issue of whether APCP is a
deflagrating explosive. However, the trial court invalidated
ATFEs decision that sport rocket motors are not propellant
actuated devices, because it was rendered without
notice-and-comment rulemaking as required by the APA and
OCCA. Id. at 13. The court also noted that the agency had
commenced rulemaking on the disputed non-exempt status of
sport rocket motors that use more than 62.5 grams of APCP. Id.
at 14-15. The District Court delayed issuing any final judgment
on these two matters pending the agencys completion of the
notice-and-comment rulemakings.
On October 21, 2004, appellants filed a motion requesting
the District Court to enter a final judgment, pursuant to Federal
Rule of Civil Procedure 54(b), on the issue of whether APCP is
properly classified as an explosive. The District Court
concluded that there was no just reason for delaying a final
judgment and granted appellants motion. See Tripoli Rocketry
Assn, Inc. v. Bureau of Alcohol, Tobacco, Firearms &
Explosives, CA No. 00-273 (D.D.C. Dec. 21, 2004). Appellants
then filed a timely appeal.
II. ANALYSIS
This court reviews the District Courts grant of summary
judgment de novo. Egan v. U.S. Agency for Intl Dev., 381 F.3d
1, 3 (D.C. Cir. 2004). Appellants raise one issue in this appeal:
whether the administrative record supports ATFEs decision to
characterize APCP as a deflagrating material, and thus an
explosive under 841(d). Appellants do not challenge the
District Courts decision that deflagrating materials are properly
defined as explosives under the statute. See Appellants Br. at
10
17 ([F]or purposes of this appeal it is assumed that a substance
whose primary or common purpose is to function by
deflagration is an explosive.). The simple question before
this court is whether ATFEs determination that APCP functions
by deflagration is arbitrary, capricious, an abuse of discretion,
or otherwise not in accordance with law, 5 U.S.C. 706(2)(A).
ATFEs decision cannot be sustained on the basis of the
current administrative record. The agency has never provided
a clear and coherent explanation for its classification of APCP.
We do not mean to suggest that the record mandates a
conclusion contrary to the agencys. Rather, we simply find that
ATFE has never articulated the standards that guided its
analysis. To survive review under the arbitrary and
capricious standard, an agency must examine the relevant data
and articulate a satisfactory explanation for its action including
a rational connection between the facts found and the choice
made. PPL Wallingford Energy LLC v. FERC, 419 F.3d 1194,
1198 (D.C. Cir. 2005) (quoting State Farm, 463 U.S. at 43
(internal quotation marks omitted)). ATFE has not met this
standard.
The fatal shortcoming of ATFEs position is that it never
reveals how it determines that a material deflagrates. Scientific
sources reproduced in the record suggest that the defining
characteristic is burn velocity, but the agency never defines a
range of velocities within which materials will be considered to
deflagrate. We understand that it may be necessary for AFTE
to define a range flexibly, accounting for gray areas where
expert discretion is necessary to characterize a particular
substance. But, as a reviewing court, we require some metric for
classifying materials not specifically enumerated in the statute,
especially when, as here, the agency has not claimed that it is
impossible to be more precise in revealing the basis upon which
it has made a scientific determination. Yet, in this case, ATFE
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has provided virtually nothing to allow the court to determine
whether its judgment reflects reasoned decisionmaking.
AFTEs unbounded relational definition i.e., the
deflagration reaction is much faster than the reaction achieved
by what is more commonly associated with burning does not
suffice, because it says nothing about what kind of differential
makes one burn velocity much faster than another. Ten
millimeters per second? A hundred? A thousand? The record
certainly suggests that expansive differentials are possible, even
among compounds containing APCP. One source in the
administrative record describes compounds containing APCP
with burn rates ranging from 3.81 to 101.6 millimeters per
second, see 8 SEYMOUR M. KAYE, ENCYCLOPEDIA OF
EXPLOSIVES AND RELATED ITEMS 416, 433 (1978), and there is
no reason to assume that the range illustrated in the record is
even exhaustive.
Appellants focus on the range of burn speeds illustrated in
the Encyclopedia of Explosives, arguing that the administrative
record relied on by BATFE establishes without contradiction
that the highest burn rate for APCP rocket motors (101.6
millimeters per second) is a factor of ten below BATFEs own
burn rate threshold for deflagration (1000 millimeters (or one
meter) per second). Appellants Br. at 18-19. The agencys
brief says virtually nothing in response to this. See ATFEs Br.
at 13 (Crucially, ATF did not draw the same conclusion as
appellants from the information there.). Moreover, the burn
rates that ATFE attributes to detonation support appellants
contention that detonation occurs at a speed representing a
different order of magnitude than the speeds reflected in the
Encyclopedia of Explosives.
In its December 2000 Letter, ATFE suggests that the upper
bound of burn velocity for a deflagrating material is 326 meters
per second the speed of sound. See J.A. 76-77. In the same
letter, the agency also indicates the approximate reaction
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velocity associated with detonation . . . is greater than one
kilometer per second. Id. at 5 n.5, J.A. 76. What is one to
make of this? Obviously, there is such a wide potential for
disparity among the substances potentially classified as
explosives that the vague description much faster conveys no
information at all.
ATFEs relational definition suffers from a further
methodological flaw: it designates no points of comparison. In
order to say that one item burns much faster than another, one
would need to know the speed at which each item burns. But
ATFE has never pointed to evidence establishing the data points
necessary to make a comparison. For one thing, ATFE has not
stated the burn velocity of APCP in the form relevant to this
regulation. The sections of the Encyclopedia of Explosives
reproduced in the record include tables displaying the burn
speeds of several compounds containing APCP in varying
proportions. See ENCYCLOPEDIA OF EXPLOSIVES AND RELATED
ITEMS, supra, 412-16, 433-36, J.A. 199-203, 220-23. Whether
the compositions listed in those tables approximate the features
of APCP when used for its primary or common purpose is
entirely unclear. Similarly, whether the conditions under which
these compositions were observed match those under which
APCP commonly functions is not ascertainable. Even if the
agency had provided representative measurements for APCP, it
would still need to identify the speed at which normal burning
occurs, which it has not done.
In defense of its unbounded comparative analysis, ATFE
insists that it had no burden to make more particularized
findings. The agency concedes that it certainly could have
conducted experiments or otherwise researched burn rates
specific to APCP used in model rocket motors to bolster its
conclusion that APCP is capable of deflagration, but claims
that nothing in the OCCA or the APA required it to do so.
ATFEs Br. at 15. Unsurprisingly, then, rather than resting on
13
concrete evidence to support its judgment, ATFE simply points
to evidence relating to the properties of rocket propellants and
claims deference on the basis of its presumed technical expertise
and experience. The purported evidence cited by the agency
does not support its determination in this case, and the cry for
deference is hollow.
ATFE makes three arguments, none of which are
persuasive. First, ATFE points to fire safety texts describing
propellants as deflagrating. See December 2000 Letter at 6-7,
J.A. 77-78. ATFE appears to assume, as a matter of simple
syllogism, that if some propellants deflagrate, and APCP is a
propellant, then APCP deflagrates. It is quite obvious that this
argument lacks a critical premise: nothing in the record shows
that all propellants burn at comparable rates. It may be that
rocket propellant is such a precise technical term that, once a
feature is attributed to it generally, the feature inheres in every
specific instance where the term applies. But nothing in this
record supports that conclusion. Generic statements about
rocket propellants, then, are not informative.
Second, the agency seeks to invoke its institutional
expertise as a licence for making unarticulated findings. It
accuses appellants of quarrel[ling] only over a matter of
degree, and asserts that determining the burn speeds definitive
of deflagration requires a level of scientific expertise and
judgment that Congress has appropriately delegated to ATF and
which is particularly poorly suited for the judiciary to secondguess.
ATFEs Br. at 12. As noted above, ATFE has
overstated the degree of deference owed to it by the courts in a
case arising under the APA challenging an agency action as
arbitrary and capricious. Faced with a reasoned judgment about
what conclusions to draw from technical evidence or how to
adjudicate between rival scientific theories, we will not override
an agencys discretion. Particularly when we consider a purely
factual question within the area of competence of an
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administrative agency created by Congress, and when resolution
of that question depends on engineering and scientific
considerations, we recognize the relevant agencys technical
expertise and experience, and defer to its analysis unless it is
without substantial basis in fact. Fed. Power Commn v. Fla.
Power & Light Co., 404 U.S. 453, 463 (1972). But where an
agency has articulated no reasoned basis for its decision where
its action is founded on unsupported assertions or unstated
inferences we will not abdicate the judicial duty carefully to
review the record to ascertain that the agency has made a
reasoned decision based on reasonable extrapolations from some
reliable evidence. Am. Mining Cong. v. EPA, 907 F.2d 1179,
1187 (D.C. Cir. 1990) (quoting Natural Res. Def. Council v.
EPA, 902 F.2d 962, 968 (D.C. Cir. 1990) (internal quotation
marks omitted)). Because ATFE has articulated no
satisfactory explanation for its action including a rational
connection between the facts found and the choice made, id.
(quoting State Farm, 463 U.S. at 43 (internal quotation marks
omitted)), it is owed no deference for the action taken in this
case on this record.
Finally, ATFE directs our attention to the affidavit of John
A. Conkling, the author of the pyrotechnics text quoted in the
December 2000 Letter. In his affidavit, Conkling states that he
consider[s] APCP to be a deflagrating material because it is
capable of rapid burning and can accelerate to deflagration
under pressure or confinement. Conkling Aff. 11, J.A. 57.
For obvious reasons, this affidavit in no way aids the agencys
cause in this case. For one thing, the affidavit was not taken
until after litigation in this case commenced. It is therefore not
a part of the agency record under review. It is well understood
in administrative law that the focal point for judicial review
should be the administrative record already in existence, not
some new record completed initially in the reviewing court.
Envtl. Defense Fund, Inc. v. Costle, 657 F.2d 275, 284 (D.C. Cir.
1981). The chief exception to this rule situations where
15
there was such a failure to explain administrative action as to
frustrate effective judicial review does not apply here,
because any new materials should be merely explanatory of the
original record and should contain no new rationalizations. Id.
at 285 (quoting Camp v. Pitts, 411 U.S. 138, 142-43 (1973)).
Moreover, even if we were inclined to credit the affidavit, it
proves nothing of consequence in this case. Conkling merely
offers a conclusory assertion that APCP deflagrates. But this
view in no way remedies ATFEs problem in this case, namely,
the agencys complete absence of standards for determining
when a particular material deflagrates.
III. CONCLUSION
ATFEs authority to designate deflagrating materials as
explosives under 841(d) is undisputed by appellants. But for
the agency to so designate a particular material, APCP, it must
establish that it is indeed a deflagrating substance. In this case,
the agency has articulated no standard whatsoever for
determining when a material deflagrates. We therefore remand
the case so that ATFE may reconsider the matter and offer a
coherent explanation for whatever conclusion it ultimately
reaches. Because ATFEs designation of APCP as an explosive
was in place long before the present challenge, we will not
vacate the designation without first affording the agency an
opportunity to reconsider this matter. The case is hereby
remanded to the District Court with instructions to remand the
case to the agency for further consideration consistent with this
decision.
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